Top Securities Lawyers and Attorneys
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What Can A Securities Lawyer Help You With?
Securities attorneys help clients navigate laws involving the selling and buying of securities. This can include things like dealing with stockbroker negligence, transactions, legal disputes that involve broker fraud, breach of fiduciary duty, initial public offerings (IPO), and SEC filings.
How Much Does It Cost To Hire A Securities Lawyer In The U.S.?
Securities lawyers can range from an hourly rate of $300 to $600 per hour, depending on your location, the experience level of the attorney, and the degree of assistance that you need.
How To Find The Best Securities Lawyer
While you can Google search ‘securities attorney near me’ to find a lawyer, that doesn’t guarantee that you’ll find the best one suited to your needs. Whether you’re looking for a securities fraud attorney or a lawyer to help with the legal aspect of transactions, you can search for a professional in a variety of ways. Many opt for referrals, while others may consult local bar associations. You can also utilize platforms like UpCounsel to help you search for a variety of specialized attorneys.
Need A Securities Lawyer In Your Area?
UpCounsel lets you connect with experienced sec attorneys who provide a range of services and are ready to help you on an ongoing basis. Click here to easily find & compare securities lawyers in your area for free.
FAQs About Securities Lawyers And Law
What is a securities law firm?
Law firms that employ securities arbitration lawyers specialize in assisting clients with legal challenges related to financial investments.
What do securities litigators do?
Securities litigation attorneys represent corporations and individuals during litigation, which may involve cases of stock-drops or securities class actions.
What is the purpose of securities law?
Securities law protects against misrepresentation and fraud during the buying and selling of securities while requiring information on securities offered for public sale. A sec lawyer can help you navigate the complexity of securities law.

Seth Wiener
Neil Gandhi

David Yamaguchi

Mario Naim
Brig Ricks

Michael Wieser

Paul Spitz
Jason Head

Rebecca Stacker

Eric Alspaugh
Stacy Dees
Bob Schrader, Esq.
Katie Centolella
Rebecca London

Dmitriy Ishimbayev
Daniel Weberman

Carmelo Chimera
Zvi Raskin
Jon Bourne

Troy Krich

Mathew Auric
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Daniel E. Goodrich

Joshua Kushner

Sara Mana

Eric Goldman
Gene Rhough

Ryan A. Woods

Vincent Van Houden

Michael Miller

Alexandra Conn

Brent Xavier

Eric Broad
W. Mark Mullineaux

Ken Emanuelson
Roberto (Bobby) Escobar

Claire Christie
Michael Ansell

Jack Stephens

Daniel Davies
Danny Minutillo

Daniel Masvidal

Yvonne Sun

Dane Dixon

Geoffrey Amend

Thomas Bark

Mary Hodges

Joshua Soloway

Richard Gora

Alejandro Maher

Conor Teevan
Umar Farooq

Marshall Harris

Grant Maynard
Jonathan Savar
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Baruch Gottesman
Terry Brennan

Lara Lavi
Alexander Nahai
Oleg Otten
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Eric Leander

Thomas Love
Dean Sage
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Rhea De Aenlle
Patrick Jones

Sam Goldstein

Jesko Onken

Jessica Holcombe
William Barlow

Audrey Kravets
Matthew Roazen

Sagar Parikh
James Hortsman

Drew Stokesbary
Nina Yablok

Usman Shaikh

Chrystan Carlton

Sanjiv Dhawan

Neil Fridman

Scott Cipinko

Stephan Holmquist

Steve Wallace

Julia Cheng
Justin W. Jones
Darryl Shaper
Timothy Duffy
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Bryan Weber

Bobby Kouretchian

Michael S Melfi

Wanli Xu
Craig Effrain, Esq.

Austin Grabowski

Patricia Yak
Dr. Lydie Louis

Jeffrey Pomeranz
Zack James

Daniel Gaon
Jennifer Rohleder

Jason Zhou
Andrew Kussmaul

Michael Tomlinson

James L. Moultrie ⅲ

Christopher Usrey

Benjamin Walsh
Russell Murphy
John Carter

Mary Conte
Joslyn Smith

Morgan Hepler

Adam Braverman

Carrie Lebigre
Jonathan Herpy Sr.
Ray Palmer
Matthew Wendlandt
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Austin Plants

Howard Finkelstein
Kenneth Hamner

Ross Pitcoff

Josh Mathews

Jeff Stoller
James D. Ford Esq., Gaicd Cipp/Us Cc

Timothy Coons

Raymond Brenneman

N. Mauricio Reznik

Robert Dewberry
Tom Kading

Carlos Hernandez Ocampo
Michael J. Sulaka
Joseph Edgar

Aaron Harburg

Mark Foster

Frank Taboada

Oren Litwin
Jon Parsons

Eric Milliken

Chris Czaplak

Ian Good
Joseph Maus
Michael Perez

Greg Demirchyan

Thomas Cramer

Ted Hight

Michael Ramos
Octavia L. Powell

Devon Thurtle Anderson
Shanna Palmersheim

Michael P. Martin

Darin Mangum

Eric West

Victoria Powell

Jeffrey Filipink

David Lizerbram

Moneyede Martin
Jonathan Rhodes

Crabapple Legal
Adam Brutocao
Scott Christiansen

Megan Brunken
Roman Vayner
Laura Blair
Rod Kight

Rosetta Lanum

Thomas Earnest

Matthew Murphy
Rene Hinojosa

Kenneth Gray
J Kenneth Harris

Lia Smith

Patrick Perkins
Donya Gordon

Matthew Compton

Dean Elazab

Andrew Sachs

Kiren Gill

Kenneth Shiau
Batya Goodman

Chris Jackson

Brooks Lindsay

Igor Bielkin

Harry Niska

Tahir Farukhi

Thomas Wolinetz

Peter Krehbiel
Thomas Greene
Peter Haber
Gary Rosser
David Weaver

Michael Carney
Brad Hill

Mark Lesniak
Brian Montague

Kevin Henderson

Seun Adebiyi

Melissa Kann

Amy Kluesner

Tracy Jong

Derek Saunders

Jonathan Patrono

Stephen Christy

Catherine Jones
Useful Documents
- Confidentiality and Invention Assignment Agreement
- One-Way Non-Disclosure Agreement
- Employee Offer Letter
- Stock Purchase Agreement
- Corporate Stock Certificate
Helpful Articles
- LLC Resolution: Key Rules, Uses, and Procedures
- What Is an Individual Entity in Business?
- Repurchase Rights: Key Insights and Practical Guidance
- Understanding Royalty Sales in Business
- Is an LLC an Entity? Key Facts About Its Legal Status
More Attorneys
Top Securities Lawyers and Attorneys
What Our Customers Have to Say
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This is the most recent 20 reviews out of 634 reviews for Securities & Finance attorneys
Draft Subscription Agreement
"Heather reviewed and revised three legal documents — Subscription Agreement, Privacy Policy, and Terms of Use — for our SaaS platform's new video analysis feature. The scope included video content ownership and licensing provisions, derivative content rights, a share link legal framework, student likeness consent language, and COPPA/minor protections. The quality of her work was outstanding. Every addition was precise, internally consistent across all three documents, and clearly written — not buried in unnecessary legalese. She understood the technical product (a video annotation tool with shareable links) and translated that into clean legal language that actually reflects how the software works. That's rare and incredibly valuable. Turnaround was fast — she delivered all three revised documents within 24 hours of receiving the editable files. Communication was clear and professional throughout. I will be engaging Heather again for Phase 2, which covers student portal legal review and Stripe Connect payment processing. If you are a founder who needs a lawyer who understands SaaS, data privacy, and content licensing without overcomplicating things, Heather is the one to hire. Highly recommended."
James L
.
Bend,
OR,
5 days ago
MFN Waiver
"Mary is an amazing attorney! Super helpful and always available to support."
Rihab L
.
7 days ago
Acquisition Loan Review
"Very precise and high-Quality delivery on the loan facility review"
Ilker K
.
Brookfield,
CT,
8 days ago
Reg D 506c Fund Setup
"Peter did a great job on a complex requirement."
Mike G
.
Allen,
TX,
2 months ago
Assist with SAFE Document
"Hired Harry at the worst time to get things done—needed a bunch of legal work done between Christmas and New Years. Harry jumped right in, was in constant contact, met the deadlines and did good work despite the time pressure. Couldn't be happier with the service. Would use him again."
Andrew D
.
Shalimar,
FL,
3 months ago
Draft SAFE Document
"Amazing legal services. will always be my goto for our legal services"
John B
.
Newton,
AL,
5 months ago
Assist with Equity Financing
"We will use Rebecca again; professional, timely and thoughtful. Thank you."
Collin M
.
Bellingham,
WA,
6 months ago
Hedge Fund and RIA Formation
"Straight to the point to address issues/ questions."
Samba Y
.
Santa Cruz,
CA,
6 months ago
Assist with Other Securities & Finance Matter
"Excellent"
Dr. Givona S
.
Temecula,
CA,
7 months ago
Draft Subscription Agreement
"Matthew was excellent at providing context for all of his recommendations, his communications were clear and comprehensive, and he took great care to understand the motivation and need for every request. Highly recommend him!"
Randy M
.
Cresson,
TX,
8 months ago
Contract Review
"Excellent work, thank you!"
Bryan L
.
Oldsmar,
FL,
9 months ago
Assist with Equity Financing
"Mario was quick to respond, understood our structure right away, and explained things clearly. Very helpful and easy to work with. Thanks Mario."
Ines C
.
11 months ago
Review of Demand Letter and Letter of Representation for Securities Dispute with Robinhood Financial LLC
"Absolute Pro. Neil brings logic and clarity to the table, definitely will be utilizing his skill set and expertise in the future."
Ricardo M
.
El Paso,
TX,
11 months ago
Draft Subscription Agreement
"Sara was amazing to work with. She was very specific and on point. We will definitely turn to her with any other legal consulting."
Guillermo S
.
Lake Mary,
FL,
11 months ago
Equity Financing
"Tim is really great to work with! As a startup he is conscious of resource limitations and works with me to make sure I get the legal services I need in a way that is affordable."
Andria B
.
Fort Lauderdale,
FL,
about 1 year ago
Assist with Other Securities & Finance Matter
"Eric's advice and legal services to me as a small business owner was unmatched. Thanks Eric!"
Ryan D
.
Oakland,
CA,
over 1 year ago
Assist with Equity Financing
"Michael is a great lawyer that has and is"
Benton M
.
Minneapolis,
MN,
over 1 year ago
Initial Investor Documentation
"Mellisa is patient as a saint. I appreciate her clear explanations on startup law."
Andreas D
.
San Pedro,
CA,
over 1 year ago
Review Stock Purchase Agreement
"Jon was a great help to me. He was quick, efficient, and explained everything easily. I would definitely reach back out to him for further help when needed!"
Jude B
.
Morrison,
CO,
over 1 year ago
Draft Stock Purchase Agreement
"Darryl is knowledgeable, timely, and really enjoys working with is clients. He gave me great piece of mind and I'll certainly be reaching out to him for any of my legal issues for my business."
Dr. Ron B
.
Chevy Chase,
MD,
over 1 year ago
