Top Securities Lawyers and Attorneys
View Securities Attorneys by States
Popular Cities where our Securities Attorneys can Assist You
What Can A Securities Lawyer Help You With?
Securities attorneys help clients navigate laws involving the selling and buying of securities. This can include things like dealing with stockbroker negligence, transactions, legal disputes that involve broker fraud, breach of fiduciary duty, initial public offerings (IPO), and SEC filings.
How Much Does It Cost To Hire A Securities Lawyer In The U.S.?
Securities lawyers can range from an hourly rate of $300 to $600 per hour, depending on your location, the experience level of the attorney, and the degree of assistance that you need.
How To Find The Best Securities Lawyer
While you can Google search ‘securities attorney near me’ to find a lawyer, that doesn’t guarantee that you’ll find the best one suited to your needs. Whether you’re looking for a securities fraud attorney or a lawyer to help with the legal aspect of transactions, you can search for a professional in a variety of ways. Many opt for referrals, while others may consult local bar associations. You can also utilize platforms like UpCounsel to help you search for a variety of specialized attorneys.
Need A Securities Lawyer In Your Area?
UpCounsel lets you connect with experienced sec attorneys who provide a range of services and are ready to help you on an ongoing basis. Click here to easily find & compare securities lawyers in your area for free.
FAQs About Securities Lawyers And Law
What is a securities law firm?
Law firms that employ securities arbitration lawyers specialize in assisting clients with legal challenges related to financial investments.
What do securities litigators do?
Securities litigation attorneys represent corporations and individuals during litigation, which may involve cases of stock-drops or securities class actions.
What is the purpose of securities law?
Securities law protects against misrepresentation and fraud during the buying and selling of securities while requiring information on securities offered for public sale. A sec lawyer can help you navigate the complexity of securities law.

Seth Wiener
Neil Gandhi

David Yamaguchi

Mario Naim
Brig Ricks

Michael Wieser

Paul Spitz
Umar Farooq
Jason Head

Eric Alspaugh
Stacy Dees
Bob Schrader, Esq.

Rebecca Stacker
Rebecca London

Dmitriy Ishimbayev
Daniel Weberman

Carmelo Chimera
Jon Bourne

Mathew Auric

Troy Krich
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Daniel E. Goodrich
Zvi Raskin

Joshua Kushner

Sara Mana

Ryan A. Woods
Gene Rhough

Michael Miller

Vincent Van Houden

Eric Broad

Brent Xavier
W. Mark Mullineaux

Alexandra Conn

Ken Emanuelson

Morgan Hepler
Roberto (Bobby) Escobar
Michael Ansell

Elissa Brewster Langston

Claire Christie

Harry Niska

Yvonne Sun

Dane Dixon

Geoffrey Amend

Thomas Bark

Mary Hodges

Joshua Soloway

Richard Gora

Alejandro Maher

Conor Teevan

Marshall Harris

Grant Maynard
Jonathan Savar
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Baruch Gottesman
Terry Brennan

Lara Lavi
Alexander Nahai
Oleg Otten
Katie Centolella
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Eric Leander

Thomas Love
Dean Sage
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Rhea De Aenlle
Patrick Jones

Sam Goldstein

Jesko Onken

Jessica Holcombe
William Barlow

Audrey Kravets
Matthew Roazen

Sagar Parikh
James Hortsman

Drew Stokesbary
Nina Yablok
Usman Shaikh

Chrystan Carlton

Sanjiv Dhawan

Eric Goldman

Neil Fridman

Stephan Holmquist

Scott Cipinko

Steve Wallace

Julia Cheng
Justin W. Jones
Darryl Shaper
Timothy Duffy
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Bryan Weber

Bobby Kouretchian

Michael S Melfi

Wanli Xu
Craig Effrain, Esq.

Patricia Yak

Austin Grabowski
Dr. Lydie Louis

Jeffrey Pomeranz

Daniel Gaon
Zack James
Jennifer Rohleder

James L. Moultrie Ⅲ
Andrew Kussmaul

Christopher Usrey

Jason Zhou

Michael Tomlinson
John Carter
Russell Murphy

Mary Conte

Benjamin Walsh
Joslyn Smith
Jonathan Herpy Sr.

Adam Braverman
Matthew Wendlandt
Ray Palmer

Carrie Lebigre
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Austin Plants

Howard Finkelstein
Kenneth Hamner

Ross Pitcoff

Timothy Coons

Carlos Hernandez Ocampo

N. Mauricio Reznik
Tom Kading
Michael J. Sulaka

Josh Mathews
James D. Ford Esq., Gaicd Cipp/Us Cc

Robert Dewberry

Raymond Brenneman

Jeff Stoller
Joseph Edgar

Mark Foster

Oren Litwin
Joseph Maus

Frank Taboada
Jon Parsons

Eric Milliken

Ian Good

Chris Czaplak

Aaron Harburg
Michael Perez

Greg Demirchyan

Ted Hight

Devon Thurtle Anderson
Octavia L. Powell

Michael Ramos
Shanna Palmersheim

Michael P. Martin

Thomas Cramer

Darin Mangum

Victoria Powell

Eric West

Moneyede Martin
Jonathan Rhodes

Crabapple Legal
Adam Brutocao

David Lizerbram

Jeffrey Filipink
Scott Christiansen

Megan Brunken
Roman Vayner
Laura Blair

Matthew Murphy

Rosetta Lanum

Kenneth Gray
J Kenneth Harris
Rod Kight
Rene Hinojosa

Thomas Earnest

Lia Smith

Patrick Perkins
Donya Gordon

Brooks Lindsay

Kiren Gill

Dean Elazab

Matthew Compton

Andrew Sachs
Batya Goodman

Chris Jackson

Kenneth Shiau

Igor Bielkin
Brad Hill

Seun Adebiyi

Tahir Farukhi
Gary Rosser
Peter Haber

Kevin Henderson
Thomas Greene

Mark Lesniak

Peter Krehbiel

Thomas Wolinetz

Michael Carney
David Weaver
Brian Montague

Melissa Kann

Amy Kluesner
David Tice

Tracy Jong

Ken August

Stephen Christy

Tabetha Hinman

Jonathan Patrono

Maureen Pritchard

Catherine Jones
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What Our Customers Have to Say
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This is the most recent 20 reviews out of 631 reviews for Securities & Finance attorneys
Reg D 506c Fund Setup
"Peter did a great job on a complex requirement."
Mike G
.
Allen,
TX,
24 days ago
Assist with SAFE Document
"Hired Harry at the worst time to get things done—needed a bunch of legal work done between Christmas and New Years. Harry jumped right in, was in constant contact, met the deadlines and did good work despite the time pressure. Couldn't be happier with the service. Would use him again."
Andrew D
.
Shalimar,
FL,
about 1 month ago
Draft SAFE Document
"Amazing legal services. will always be my goto for our legal services"
John B
.
Newton,
AL,
4 months ago
Assist with Equity Financing
"We will use Rebecca again; professional, timely and thoughtful. Thank you."
Collin M
.
Bellingham,
WA,
4 months ago
Hedge Fund and RIA Formation
"Straight to the point to address issues/ questions."
Samba Y
.
Santa Cruz,
CA,
4 months ago
Assist with Equity Financing
"Working with Jason has been an ideal partnership for our firm. We were able to accomplish our objectives with extremely clear and precise guidance against our specific needs. We would recommend Jason and his firm for securities work and look forward to working with him and his firm in the future. 5/5, we would recommend him to others as well."
Ian R
.
Houston,
TX,
4 months ago
Assist with Other Securities & Finance Matter
"Excellent"
Dr. Givona S
.
Temecula,
CA,
6 months ago
Draft Subscription Agreement
"Matthew was excellent at providing context for all of his recommendations, his communications were clear and comprehensive, and he took great care to understand the motivation and need for every request. Highly recommend him!"
Randy M
.
Cresson,
TX,
7 months ago
Contract Review
"Excellent work, thank you!"
Bryan L
.
Oldsmar,
FL,
7 months ago
Assist with Equity Financing
"Mario was quick to respond, understood our structure right away, and explained things clearly. Very helpful and easy to work with. Thanks Mario."
Ines C
.
9 months ago
Review of Demand Letter and Letter of Representation for Securities Dispute with Robinhood Financial LLC
"Absolute Pro. Neil brings logic and clarity to the table, definitely will be utilizing his skill set and expertise in the future."
Ricardo M
.
El Paso,
TX,
9 months ago
Draft Subscription Agreement
"Sara was amazing to work with. She was very specific and on point. We will definitely turn to her with any other legal consulting."
Guillermo S
.
Lake Mary,
FL,
10 months ago
Equity Financing
"Tim is really great to work with! As a startup he is conscious of resource limitations and works with me to make sure I get the legal services I need in a way that is affordable."
Andria B
.
Fort Lauderdale,
FL,
about 1 year ago
Assist with Other Securities & Finance Matter
"Eric's advice and legal services to me as a small business owner was unmatched. Thanks Eric!"
Ryan D
.
Oakland,
CA,
about 1 year ago
Assist with Equity Financing
"Michael is a great lawyer that has and is"
Benton M
.
Minneapolis,
MN,
about 1 year ago
Initial Investor Documentation
"Mellisa is patient as a saint. I appreciate her clear explanations on startup law."
Andreas D
.
San Pedro,
CA,
over 1 year ago
Review Stock Purchase Agreement
"Jon was a great help to me. He was quick, efficient, and explained everything easily. I would definitely reach back out to him for further help when needed!"
Jude B
.
Morrison,
CO,
over 1 year ago
Draft Stock Purchase Agreement
"Darryl is knowledgeable, timely, and really enjoys working with is clients. He gave me great piece of mind and I'll certainly be reaching out to him for any of my legal issues for my business."
Dr. Ron B
.
Chevy Chase,
MD,
over 1 year ago
Stock Purchase Agreement
"I've had a great experience working with Alex. He helped me navigate an otherwise complicated experience and provided an ease of mind that I really appreciated during the legal document review process. I've had a very positive experience working with Alex, and I would highly recommend Alex for your legal needs."
Brian Y
.
New York,
NY,
over 1 year ago
Draft Subscription Agreement
"Great working with you."
Nathan S
.
Fort Lee,
NJ,
over 1 year ago