Top Securities Lawyers and Attorneys
View Securities Attorneys by States
Popular Cities where our Securities Attorneys can Assist You
What Can A Securities Lawyer Help You With?
Securities attorneys help clients navigate laws involving the selling and buying of securities. This can include things like dealing with stockbroker negligence, transactions, legal disputes that involve broker fraud, breach of fiduciary duty, initial public offerings (IPO), and SEC filings.
How Much Does It Cost To Hire A Securities Lawyer In The U.S.?
Securities lawyers can range from an hourly rate of $300 to $600 per hour, depending on your location, the experience level of the attorney, and the degree of assistance that you need.
How To Find The Best Securities Lawyer
While you can Google search ‘securities attorney near me’ to find a lawyer, that doesn’t guarantee that you’ll find the best one suited to your needs. Whether you’re looking for a securities fraud attorney or a lawyer to help with the legal aspect of transactions, you can search for a professional in a variety of ways. Many opt for referrals, while others may consult local bar associations. You can also utilize platforms like UpCounsel to help you search for a variety of specialized attorneys.
Need A Securities Lawyer In Your Area?
UpCounsel lets you connect with experienced sec attorneys who provide a range of services and are ready to help you on an ongoing basis. Click here to easily find & compare securities lawyers in your area for free.
FAQs About Securities Lawyers And Law
What is a securities law firm?
Law firms that employ securities arbitration lawyers specialize in assisting clients with legal challenges related to financial investments.
What do securities litigators do?
Securities litigation attorneys represent corporations and individuals during litigation, which may involve cases of stock-drops or securities class actions.
What is the purpose of securities law?
Securities law protects against misrepresentation and fraud during the buying and selling of securities while requiring information on securities offered for public sale. A sec lawyer can help you navigate the complexity of securities law.

Seth Wiener
Neil Gandhi

David Yamaguchi

Mario Naim
Brig Ricks

Michael Wieser

Paul Spitz
Umar Farooq
Jason Head

Eric Alspaugh
Stacy Dees
Bob Schrader, Esq.

Rebecca Stacker
Rebecca London
Daniel Weberman

Dmitriy Ishimbayev

Carmelo Chimera
Jon Bourne

Mathew Auric

Troy Krich
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Daniel E. Goodrich

Joshua Kushner
Zvi Raskin

Sara Mana

Ryan A. Woods

Michael Miller

Vincent Van Houden

Eric Broad

Brent Xavier

Alexandra Conn
W. Mark Mullineaux

Morgan Hepler

Ken Emanuelson
Roberto (Bobby) Escobar
Michael Ansell

Elissa Brewster Langston

Claire Christie

Harry Niska

Eric Fung

Dane Dixon

Micah Davis

Geoffrey Amend

Thomas Bark

Mary Hodges

Joshua Soloway

Richard Gora

Alejandro Maher

Conor Teevan

Marshall Harris

Grant Maynard
Jonathan Savar
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Baruch Gottesman
Terry Brennan

Lara Lavi
Alexander Nahai
Oleg Otten
Katie Centolella
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Eric Leander

Thomas Love
Dean Sage
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Rhea De Aenlle
Patrick Jones

Sam Goldstein

Jesko Onken

Jessica Holcombe
William Barlow

Audrey Kravets
Matthew Roazen

Sagar Parikh
James Hortsman

Drew Stokesbary
Nina Yablok
Usman Shaikh

Chrystan Carlton

Sanjiv Dhawan

Eric Goldman

Neil Fridman
Gene Rhough

Stephan Holmquist

Scott Cipinko

Steve Wallace

Julia Cheng
Justin W. Jones
Timothy Duffy
Darryl Shaper
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Bryan Weber

Michael S Melfi

Bobby Kouretchian

Wanli Xu
Craig Effrain, Esq.

Austin Grabowski

Patricia Yak
Dr. Lydie Louis
Zack James

Jeffrey Pomeranz

Daniel Gaon
Jennifer Rohleder
Andrew Kussmaul

James L. Moultrie Ⅲ

Christopher Usrey

Jason Zhou

Michael Tomlinson
John Carter

Mary Conte
Russell Murphy

Benjamin Walsh
Joslyn Smith

Adam Braverman
Matthew Wendlandt

Carrie Lebigre
Ray Palmer
Jonathan Herpy Sr.
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Austin Plants

Howard Finkelstein

Jeff Stoller

Josh Mathews

Carlos Hernandez Ocampo

Robert Dewberry

Raymond Brenneman
Kenneth Hamner

Ross Pitcoff
Tom Kading
James D. Ford Esq., Gaicd Cipp/Us Cc
Michael J. Sulaka

Timothy Coons

N. Mauricio Reznik
Joseph Edgar

Frank Taboada

Eric Milliken
Joseph Maus
Jon Parsons

Oren Litwin

Chris Czaplak

Ian Good

Aaron Harburg

Mark Foster
Michael Perez

Greg Demirchyan

Michael P. Martin

Michael Ramos

Ted Hight

Devon Thurtle Anderson

Thomas Cramer
Octavia L. Powell
Shanna Palmersheim

Darin Mangum

Eric West

David Lizerbram

Jeffrey Filipink
Jonathan Rhodes

Victoria Powell

Moneyede Martin

Crabapple Legal
Adam Brutocao
Scott Christiansen

Megan Brunken
Roman Vayner
Laura Blair
Rod Kight

Rosetta Lanum

Thomas Earnest
Rene Hinojosa
J Kenneth Harris

Kenneth Gray

Matthew Murphy

Lia Smith

Patrick Perkins
Donya Gordon

Andrew Sachs

Matthew Compton

Kenneth Shiau

Chris Jackson
Batya Goodman

Kiren Gill

Brooks Lindsay

Dean Elazab

Igor Bielkin
Brad Hill
Gary Rosser
Peter Haber

Thomas Wolinetz

Tahir Farukhi

Seun Adebiyi

Michael Carney
Brian Montague
Thomas Greene

Kevin Henderson

Peter Krehbiel
David Weaver

Mark Lesniak

Melissa Kann

Amy Kluesner
David Tice

Jonathan Patrono

Tracy Jong

Catherine Jones

Maureen Pritchard

Stephen Christy

Tabetha Hinman

Ken August
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What Our Customers Have to Say
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This is the most recent 20 reviews out of 631 reviews for Securities & Finance attorneys
Reg D 506c Fund Setup
"Peter did a great job on a complex requirement."
Mike G
.
Allen,
TX,
21 days ago
Assist with SAFE Document
"Hired Harry at the worst time to get things done—needed a bunch of legal work done between Christmas and New Years. Harry jumped right in, was in constant contact, met the deadlines and did good work despite the time pressure. Couldn't be happier with the service. Would use him again."
Andrew D
.
Shalimar,
FL,
29 days ago
Draft SAFE Document
"Amazing legal services. will always be my goto for our legal services"
John B
.
Newton,
AL,
4 months ago
Assist with Equity Financing
"We will use Rebecca again; professional, timely and thoughtful. Thank you."
Collin M
.
Bellingham,
WA,
4 months ago
Hedge Fund and RIA Formation
"Straight to the point to address issues/ questions."
Samba Y
.
Santa Cruz,
CA,
4 months ago
Assist with Equity Financing
"Working with Jason has been an ideal partnership for our firm. We were able to accomplish our objectives with extremely clear and precise guidance against our specific needs. We would recommend Jason and his firm for securities work and look forward to working with him and his firm in the future. 5/5, we would recommend him to others as well."
Ian R
.
Houston,
TX,
4 months ago
Assist with Other Securities & Finance Matter
"Excellent"
Dr. Givona S
.
Temecula,
CA,
6 months ago
Draft Subscription Agreement
"Matthew was excellent at providing context for all of his recommendations, his communications were clear and comprehensive, and he took great care to understand the motivation and need for every request. Highly recommend him!"
Randy M
.
Cresson,
TX,
6 months ago
Contract Review
"Excellent work, thank you!"
Bryan L
.
Oldsmar,
FL,
7 months ago
Assist with Equity Financing
"Mario was quick to respond, understood our structure right away, and explained things clearly. Very helpful and easy to work with. Thanks Mario."
Ines C
.
9 months ago
Review of Demand Letter and Letter of Representation for Securities Dispute with Robinhood Financial LLC
"Absolute Pro. Neil brings logic and clarity to the table, definitely will be utilizing his skill set and expertise in the future."
Ricardo M
.
El Paso,
TX,
9 months ago
Draft Subscription Agreement
"Sara was amazing to work with. She was very specific and on point. We will definitely turn to her with any other legal consulting."
Guillermo S
.
Lake Mary,
FL,
10 months ago
Equity Financing
"Tim is really great to work with! As a startup he is conscious of resource limitations and works with me to make sure I get the legal services I need in a way that is affordable."
Andria B
.
Fort Lauderdale,
FL,
about 1 year ago
Assist with Other Securities & Finance Matter
"Eric's advice and legal services to me as a small business owner was unmatched. Thanks Eric!"
Ryan D
.
Oakland,
CA,
about 1 year ago
Assist with Equity Financing
"Michael is a great lawyer that has and is"
Benton M
.
Minneapolis,
MN,
about 1 year ago
Initial Investor Documentation
"Mellisa is patient as a saint. I appreciate her clear explanations on startup law."
Andreas D
.
San Pedro,
CA,
over 1 year ago
Review Stock Purchase Agreement
"Jon was a great help to me. He was quick, efficient, and explained everything easily. I would definitely reach back out to him for further help when needed!"
Jude B
.
Morrison,
CO,
over 1 year ago
Draft Stock Purchase Agreement
"Darryl is knowledgeable, timely, and really enjoys working with is clients. He gave me great piece of mind and I'll certainly be reaching out to him for any of my legal issues for my business."
Dr. Ron B
.
Chevy Chase,
MD,
over 1 year ago
Stock Purchase Agreement
"I've had a great experience working with Alex. He helped me navigate an otherwise complicated experience and provided an ease of mind that I really appreciated during the legal document review process. I've had a very positive experience working with Alex, and I would highly recommend Alex for your legal needs."
Brian Y
.
New York,
NY,
over 1 year ago
Draft Subscription Agreement
"Great working with you."
Nathan S
.
Fort Lee,
NJ,
over 1 year ago