Top Securities Lawyers and Attorneys
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What Can A Securities Lawyer Help You With?
Securities attorneys help clients navigate laws involving the selling and buying of securities. This can include things like dealing with stockbroker negligence, transactions, legal disputes that involve broker fraud, breach of fiduciary duty, initial public offerings (IPO), and SEC filings.
How Much Does It Cost To Hire A Securities Lawyer In The U.S.?
Securities lawyers can range from an hourly rate of $300 to $600 per hour, depending on your location, the experience level of the attorney, and the degree of assistance that you need.
How To Find The Best Securities Lawyer
While you can Google search ‘securities attorney near me’ to find a lawyer, that doesn’t guarantee that you’ll find the best one suited to your needs. Whether you’re looking for a securities fraud attorney or a lawyer to help with the legal aspect of transactions, you can search for a professional in a variety of ways. Many opt for referrals, while others may consult local bar associations. You can also utilize platforms like UpCounsel to help you search for a variety of specialized attorneys.
Need A Securities Lawyer In Your Area?
UpCounsel lets you connect with experienced sec attorneys who provide a range of services and are ready to help you on an ongoing basis. Click here to easily find & compare securities lawyers in your area for free.
FAQs About Securities Lawyers And Law
What is a securities law firm?
Law firms that employ securities arbitration lawyers specialize in assisting clients with legal challenges related to financial investments.
What do securities litigators do?
Securities litigation attorneys represent corporations and individuals during litigation, which may involve cases of stock-drops or securities class actions.
What is the purpose of securities law?
Securities law protects against misrepresentation and fraud during the buying and selling of securities while requiring information on securities offered for public sale. A sec lawyer can help you navigate the complexity of securities law.
Seth Wiener
Neil Gandhi
David Yamaguchi
Mario Naim
Brig Ricks
Michael Wieser
Paul Spitz
Jason Head
Rebecca Stacker
Eric Alspaugh
Useful Documents
- Confidentiality and Invention Assignment Agreement
- One-Way Non-Disclosure Agreement
- Employee Offer Letter
- Stock Purchase Agreement
- Corporate Stock Certificate
Helpful Articles
- LLC Resolution: Key Rules, Uses, and Procedures
- What Is an Individual Entity in Business?
- Repurchase Rights: Key Insights and Practical Guidance
- Understanding Royalty Sales in Business
- Is an LLC an Entity? Key Facts About Its Legal Status
More Attorneys
Top Securities Lawyers and Attorneys
What Our Customers Have to Say
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This is the most recent 20 reviews out of 634 reviews for Securities & Finance attorneys
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Draft Subscription Agreement
"Heather reviewed and revised three legal documents — Subscription Agreement, Privacy Policy, and Terms of Use — for our SaaS platform's new video analysis feature. The scope included video content ownership and licensing provisions, derivative content rights, a share link legal framework, student likeness consent language, and COPPA/minor protections. The quality of her work was outstanding. Every addition was precise, internally consistent across all three documents, and clearly written — not buried in unnecessary legalese. She understood the technical product (a video annotation tool with shareable links) and translated that into clean legal language that actually reflects how the software works. That's rare and incredibly valuable. Turnaround was fast — she delivered all three revised documents within 24 hours of receiving the editable files. Communication was clear and professional throughout. I will be engaging Heather again for Phase 2, which covers student portal legal review and Stripe Connect payment processing. If you are a founder who needs a lawyer who understands SaaS, data privacy, and content licensing without overcomplicating things, Heather is the one to hire. Highly recommended."
James L
.
Bend,
OR,
5 days ago
MFN Waiver
"Mary is an amazing attorney! Super helpful and always available to support."
Rihab L
.
7 days ago
Acquisition Loan Review
"Very precise and high-Quality delivery on the loan facility review"
Ilker K
.
Brookfield,
CT,
8 days ago
Reg D 506c Fund Setup
"Peter did a great job on a complex requirement."
Mike G
.
Allen,
TX,
2 months ago
Assist with SAFE Document
"Hired Harry at the worst time to get things done—needed a bunch of legal work done between Christmas and New Years. Harry jumped right in, was in constant contact, met the deadlines and did good work despite the time pressure. Couldn't be happier with the service. Would use him again."
Andrew D
.
Shalimar,
FL,
3 months ago
Draft SAFE Document
"Amazing legal services. will always be my goto for our legal services"
John B
.
Newton,
AL,
5 months ago
Assist with Equity Financing
"We will use Rebecca again; professional, timely and thoughtful. Thank you."
Collin M
.
Bellingham,
WA,
6 months ago
Hedge Fund and RIA Formation
"Straight to the point to address issues/ questions."
Samba Y
.
Santa Cruz,
CA,
6 months ago
Assist with Other Securities & Finance Matter
"Excellent"
Dr. Givona S
.
Temecula,
CA,
7 months ago
Draft Subscription Agreement
"Matthew was excellent at providing context for all of his recommendations, his communications were clear and comprehensive, and he took great care to understand the motivation and need for every request. Highly recommend him!"
Randy M
.
Cresson,
TX,
8 months ago
Contract Review
"Excellent work, thank you!"
Bryan L
.
Oldsmar,
FL,
9 months ago
Assist with Equity Financing
"Mario was quick to respond, understood our structure right away, and explained things clearly. Very helpful and easy to work with. Thanks Mario."
Ines C
.
11 months ago
Review of Demand Letter and Letter of Representation for Securities Dispute with Robinhood Financial LLC
"Absolute Pro. Neil brings logic and clarity to the table, definitely will be utilizing his skill set and expertise in the future."
Ricardo M
.
El Paso,
TX,
11 months ago
Draft Subscription Agreement
"Sara was amazing to work with. She was very specific and on point. We will definitely turn to her with any other legal consulting."
Guillermo S
.
Lake Mary,
FL,
11 months ago
Equity Financing
"Tim is really great to work with! As a startup he is conscious of resource limitations and works with me to make sure I get the legal services I need in a way that is affordable."
Andria B
.
Fort Lauderdale,
FL,
about 1 year ago
Assist with Other Securities & Finance Matter
"Eric's advice and legal services to me as a small business owner was unmatched. Thanks Eric!"
Ryan D
.
Oakland,
CA,
over 1 year ago
Assist with Equity Financing
"Michael is a great lawyer that has and is"
Benton M
.
Minneapolis,
MN,
over 1 year ago
Initial Investor Documentation
"Mellisa is patient as a saint. I appreciate her clear explanations on startup law."
Andreas D
.
San Pedro,
CA,
over 1 year ago
Review Stock Purchase Agreement
"Jon was a great help to me. He was quick, efficient, and explained everything easily. I would definitely reach back out to him for further help when needed!"
Jude B
.
Morrison,
CO,
over 1 year ago
Draft Stock Purchase Agreement
"Darryl is knowledgeable, timely, and really enjoys working with is clients. He gave me great piece of mind and I'll certainly be reaching out to him for any of my legal issues for my business."
Dr. Ron B
.
Chevy Chase,
MD,
over 1 year ago