Richard Gora

Richard Gora

Securities, Equity and Debt Raises | Corporate and Start-Up Counsel | Crowdfunding | Intellectual Property

New York
New York
Licensed in
CT, NJ
Quinnipiac University School of Law

"He worked tirelessly, quickly, and had a lengthy document ready for me almost instantly."

5.0 5
Clear Communication
Response Time
Knowledgeable
Meets Deadlines
out of 200 reviews
About
Advised investor group in investment in Uber's $40B Series E preferred stock round.

Represented former CFO of Lehman Brothers in multi-billion dollar securities fraud litigation.

General counsel to numerous start-ups and multinational companies on corporate, business, formation, founder, IT, MSAs, SOWs, IP, manufacturing, licensing, employment, equity and debt, issues.

Advise on private equity, debt and equity financing, and hedge fund compliance issues under federal and state securities laws, and in connection with SEC, FINRA, CFTC, DOJ and investigations.
424
Projects on
upcounsel
19
Years
experience
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Representative Clients

Practice Areas

Client Reviews

5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines
out of 200 reviews
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Richard is a great guy to work with, very quick and prompt."

Service Agreement / Contract Services
Posted on Jan 29, 2017
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Words truly can't describe how amazing it was working with Rich! If I could leave 1000 stars I would. From our first consult call, Rich was on point, smart, sharp and everything you look for in a great lawyer. My partners and I actually jumped ship from a huge firm because of how bad the service was there, and when we found Rich, we knew we found a lifelong attorney. EVERYTHING we do will be through Rich for all future business. Rich handled and negotiated our 40-page investment agreement swiftly and brought up great points along the way. My colleagues and I highly recommend Rich if you are looking for a superstar attorney."

Operating Agreement Services
Posted on Jan 13, 2017
Clear Communication
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Knowledgeable
Meets Deadlines

"I enjoyed working with Richard Gora."

Commercial Non-Disclosure Agreements Services
Posted on Jan 11, 2017
Clear Communication
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Meets Deadlines

"Richard is a great help for the small business like ours!"

Non solicitation enforcement Services
Posted on Oct 18, 2016
Clear Communication
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"Rich is the best, period. His knowledge base is very expansive and just in working with me, he has assisted with civil claims to regulatory issues to even an M&A deal. Rich saved me from a potentially expensive litigation even before the case went into discovery (I was the defendant) and now he is helping me execute a stock purchase deal. I consider myself lucky to work with an attorney like him."


Posted on Sep 22, 2016
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Great work in a timely manner."


Posted on Sep 19, 2016

Work History

Gora LLC

Founding Partner

- Advised investors in Uber's $40 billion Series E investment round.
- Defended private equity fund against $100 million investor fraud claims.
- Counsel multi-national pharmacovigilance company on compliance issues.
- Counsel numerous start-ups and entrepreneurs on business issues.
- Counsel YouTube MCNS on licensing, distribution, copyright and other related issues.

Finn Dixon & Herling LLP

Attorney

- Litigated over 100 cases across the country.
- Advised hedge funds, private equity funds and other pooling arrangements on investment issues.
- Debt and equity financing, including convertible notes and preferred stock
- Business combinations.
- Employment law, including before the Connecticut Department of Labor and EEOC.
- SEC, FINRA, NFA, CFTC and DOJ investigations.
- Insider trading

Publications on UpCounsel
Legal Document - 2017
Legal Document - 2017
Legal Document - 2016

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