
Richard Gora
Securities, Equity and Debt Raises | Corporate and Start-Up Counsel | Crowdfunding | Intellectual Property
New York
CT, NJ
"He worked tirelessly, quickly, and had a lengthy document ready for me almost instantly."
About
Represented former CFO of Lehman Brothers in multi-billion dollar securities fraud litigation.
General counsel to numerous start-ups and multinational companies on corporate, business, formation, founder, IT, MSAs, SOWs, IP, manufacturing, licensing, employment, equity and debt, issues.
Advise on private equity, debt and equity financing, and hedge fund compliance issues under federal and state securities laws, and in connection with SEC, FINRA, CFTC, DOJ and investigations.
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Client Reviews
"Richard is a great guy to work with, very quick and prompt."
"Words truly can't describe how amazing it was working with Rich! If I could leave 1000 stars I would. From our first consult call, Rich was on point, smart, sharp and everything you look for in a great lawyer. My partners and I actually jumped ship from a huge firm because of how bad the service was there, and when we found Rich, we knew we found a lifelong attorney. EVERYTHING we do will be through Rich for all future business. Rich handled and negotiated our 40-page investment agreement swiftly and brought up great points along the way. My colleagues and I highly recommend Rich if you are looking for a superstar attorney."
"I enjoyed working with Richard Gora."
"Richard is a great help for the small business like ours!"
"Rich is the best, period. His knowledge base is very expansive and just in working with me, he has assisted with civil claims to regulatory issues to even an M&A deal. Rich saved me from a potentially expensive litigation even before the case went into discovery (I was the defendant) and now he is helping me execute a stock purchase deal. I consider myself lucky to work with an attorney like him."
"Great work in a timely manner."
Work History
Gora LLC
Founding Partner
- Advised investors in Uber's $40 billion Series E investment round.
- Defended private equity fund against $100 million investor fraud claims.
- Counsel multi-national pharmacovigilance company on compliance issues.
- Counsel numerous start-ups and entrepreneurs on business issues.
- Counsel YouTube MCNS on licensing, distribution, copyright and other related issues.
Finn Dixon & Herling LLP
Attorney
- Litigated over 100 cases across the country.
- Advised hedge funds, private equity funds and other pooling arrangements on investment issues.
- Debt and equity financing, including convertible notes and preferred stock
- Business combinations.
- Employment law, including before the Connecticut Department of Labor and EEOC.
- SEC, FINRA, NFA, CFTC and DOJ investigations.
- Insider trading