Richard Gora

Richard Gora

Securities, Equity and Debt Raises | Corporate and Start-Up Counsel | Crowdfunding | Intellectual Property

New York
New York
Licensed in
CT, NJ
Quinnipiac University School of Law

"He worked tirelessly, quickly, and had a lengthy document ready for me almost instantly."

5.0 5
Clear Communication
Response Time
Knowledgeable
Meets Deadlines
out of 200 reviews
About
Advised investor group in investment in Uber's $40B Series E preferred stock round.

Represented former CFO of Lehman Brothers in multi-billion dollar securities fraud litigation.

General counsel to numerous start-ups and multinational companies on corporate, business, formation, founder, IT, MSAs, SOWs, IP, manufacturing, licensing, employment, equity and debt, issues.

Advise on private equity, debt and equity financing, and hedge fund compliance issues under federal and state securities laws, and in connection with SEC, FINRA, CFTC, DOJ and investigations.
424
Projects on
upcounsel
19
Years
experience
Contact Richard

Representative Clients

Practice Areas

Client Reviews

5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines
out of 200 reviews
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Communication was great and project was delivered within time frame."

Cleaning up Exhibit A Services
Posted on Feb 17, 2017
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"He was very responsive and was able to answer all my questions. He Drafted a TOS and a PP within 24hrs and it was more than what I expected. I Highly recommend this attorney."

Draft Website Agreements
Posted on Feb 15, 2017
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Thanks for your help Richard."

Consult on Distributing Shares/Convertible Debt
Posted on Feb 15, 2017
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"We truly value out relationship with Richard Its' a real asset for our small IT agency"


Posted on Feb 13, 2017
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Richard has been easy to work with. Very prompt in responses & clearly answered all my questions"

Advise on Franchise Process
Posted on Feb 12, 2017
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"great service great knowledge"

Assistance with Investment Fraud
Posted on Feb 9, 2017

Work History

Gora LLC

Founding Partner

- Advised investors in Uber's $40 billion Series E investment round.
- Defended private equity fund against $100 million investor fraud claims.
- Counsel multi-national pharmacovigilance company on compliance issues.
- Counsel numerous start-ups and entrepreneurs on business issues.
- Counsel YouTube MCNS on licensing, distribution, copyright and other related issues.

Finn Dixon & Herling LLP

Attorney

- Litigated over 100 cases across the country.
- Advised hedge funds, private equity funds and other pooling arrangements on investment issues.
- Debt and equity financing, including convertible notes and preferred stock
- Business combinations.
- Employment law, including before the Connecticut Department of Labor and EEOC.
- SEC, FINRA, NFA, CFTC and DOJ investigations.
- Insider trading

Publications on UpCounsel
Legal Document - 2017
Legal Document - 2017
Legal Document - 2016

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