Richard Gora

Richard Gora

Securities, Equity and Debt Raises | Corporate and Start-Up Counsel | Crowdfunding | Intellectual Property

New York
New York
Licensed in
CT, NJ
Quinnipiac University School of Law

"He worked tirelessly, quickly, and had a lengthy document ready for me almost instantly."

5.0 5
Clear Communication
Response Time
Knowledgeable
Meets Deadlines
out of 200 reviews
About
Advised investor group in investment in Uber's $40B Series E preferred stock round.

Represented former CFO of Lehman Brothers in multi-billion dollar securities fraud litigation.

General counsel to numerous start-ups and multinational companies on corporate, business, formation, founder, IT, MSAs, SOWs, IP, manufacturing, licensing, employment, equity and debt, issues.

Advise on private equity, debt and equity financing, and hedge fund compliance issues under federal and state securities laws, and in connection with SEC, FINRA, CFTC, DOJ and investigations.
424
Projects on
upcounsel
19
Years
experience
Contact Richard

Representative Clients

Practice Areas

Client Reviews

5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines
out of 200 reviews
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Awesome."

Civil Litigation Attorney
Posted on Dec 23, 2015
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Mr Gora is excellent, couldn't ask for anyone better!!"


Posted on Dec 15, 2015
Clear Communication
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Knowledgeable
Meets Deadlines

"Extremely professional. Responds to any and all questions quickly and efficiently. I will continue to use Richard Gora as needed."

Review Non-Compete for Employee
Posted on Dec 2, 2015
Clear Communication
Response Time
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Meets Deadlines

"Rich has been an absolute pleasure to work with. He went above and beyond, providing guidance on topics I didn't even know I should be asking about!"

Review Employment Agreement
Posted on Dec 2, 2015
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Top notch - highly recommended."


Posted on Nov 11, 2015
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Rich was a life-saver. I needed urgent help with a legal matter and Rich promptly responded. He was the right person coming in to help at just the right time, and I feel very fortunate to have found him through UpCounsel. He reached out quickly; he was readily available; I felt like he understood my concerns and my pain points; he was communicative over email and phone; and the quality of his work and writing was great. I hope to work with Rich again and I would recommend others to work with him."

{urgent} Breach of Contract Services
Posted on Nov 9, 2015

Work History

Gora LLC

Founding Partner

- Advised investors in Uber's $40 billion Series E investment round.
- Defended private equity fund against $100 million investor fraud claims.
- Counsel multi-national pharmacovigilance company on compliance issues.
- Counsel numerous start-ups and entrepreneurs on business issues.
- Counsel YouTube MCNS on licensing, distribution, copyright and other related issues.

Finn Dixon & Herling LLP

Attorney

- Litigated over 100 cases across the country.
- Advised hedge funds, private equity funds and other pooling arrangements on investment issues.
- Debt and equity financing, including convertible notes and preferred stock
- Business combinations.
- Employment law, including before the Connecticut Department of Labor and EEOC.
- SEC, FINRA, NFA, CFTC and DOJ investigations.
- Insider trading

Publications on UpCounsel
Legal Document - 2017
Legal Document - 2017
Legal Document - 2016

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