
Richard Gora
Securities, Equity and Debt Raises | Corporate and Start-Up Counsel | Crowdfunding | Intellectual Property
New York
CT, NJ
"He worked tirelessly, quickly, and had a lengthy document ready for me almost instantly."
About
Represented former CFO of Lehman Brothers in multi-billion dollar securities fraud litigation.
General counsel to numerous start-ups and multinational companies on corporate, business, formation, founder, IT, MSAs, SOWs, IP, manufacturing, licensing, employment, equity and debt, issues.
Advise on private equity, debt and equity financing, and hedge fund compliance issues under federal and state securities laws, and in connection with SEC, FINRA, CFTC, DOJ and investigations.
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Client Reviews
"Awesome."
"Mr Gora is excellent, couldn't ask for anyone better!!"
"Extremely professional. Responds to any and all questions quickly and efficiently. I will continue to use Richard Gora as needed."
"Rich has been an absolute pleasure to work with. He went above and beyond, providing guidance on topics I didn't even know I should be asking about!"
"Top notch - highly recommended."
"Rich was a life-saver. I needed urgent help with a legal matter and Rich promptly responded. He was the right person coming in to help at just the right time, and I feel very fortunate to have found him through UpCounsel. He reached out quickly; he was readily available; I felt like he understood my concerns and my pain points; he was communicative over email and phone; and the quality of his work and writing was great. I hope to work with Rich again and I would recommend others to work with him."
Work History
Gora LLC
Founding Partner
- Advised investors in Uber's $40 billion Series E investment round.
- Defended private equity fund against $100 million investor fraud claims.
- Counsel multi-national pharmacovigilance company on compliance issues.
- Counsel numerous start-ups and entrepreneurs on business issues.
- Counsel YouTube MCNS on licensing, distribution, copyright and other related issues.
Finn Dixon & Herling LLP
Attorney
- Litigated over 100 cases across the country.
- Advised hedge funds, private equity funds and other pooling arrangements on investment issues.
- Debt and equity financing, including convertible notes and preferred stock
- Business combinations.
- Employment law, including before the Connecticut Department of Labor and EEOC.
- SEC, FINRA, NFA, CFTC and DOJ investigations.
- Insider trading