Richard Gora

Richard Gora

Securities, Equity and Debt Raises | Corporate and Start-Up Counsel | Crowdfunding | Intellectual Property

New York
New York
Licensed in
CT, NJ
Quinnipiac University School of Law

"He worked tirelessly, quickly, and had a lengthy document ready for me almost instantly."

5.0 5
Clear Communication
Response Time
Knowledgeable
Meets Deadlines
out of 200 reviews
About
Advised investor group in investment in Uber's $40B Series E preferred stock round.

Represented former CFO of Lehman Brothers in multi-billion dollar securities fraud litigation.

General counsel to numerous start-ups and multinational companies on corporate, business, formation, founder, IT, MSAs, SOWs, IP, manufacturing, licensing, employment, equity and debt, issues.

Advise on private equity, debt and equity financing, and hedge fund compliance issues under federal and state securities laws, and in connection with SEC, FINRA, CFTC, DOJ and investigations.
424
Projects on
upcounsel
19
Years
experience
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Representative Clients

Practice Areas

Client Reviews

5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines
out of 200 reviews
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Really knows his stuff..."

Incorporation Services
Posted on Jul 5, 2016
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"asdf"

Review Offer Letter
Posted on Jun 24, 2016
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Richard Gora was incredibly helpful and had a great turnaround time. I will definitely work with him again in the future."

Draft Board Consent for Acquisition
Posted on Jun 8, 2016
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Richard was incredibly responsive and a pleasure to work with. We'll hire him again in a heartbeat."

Review Engagement Letter - Financing
Posted on May 30, 2016
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"The best experience I've had with any legal professional. He worked tirelessly, quickly, and had a lengthy document ready for me almost instantly. 5/5!"


Posted on May 23, 2016
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Rich is great! Attentive and quick to answer questions. He is also very knowledgeable about the startup game. If you need legal advice on your early stage startup, he's your guy."

Contract Review
Posted on May 17, 2016

Work History

Gora LLC

Founding Partner

- Advised investors in Uber's $40 billion Series E investment round.
- Defended private equity fund against $100 million investor fraud claims.
- Counsel multi-national pharmacovigilance company on compliance issues.
- Counsel numerous start-ups and entrepreneurs on business issues.
- Counsel YouTube MCNS on licensing, distribution, copyright and other related issues.

Finn Dixon & Herling LLP

Attorney

- Litigated over 100 cases across the country.
- Advised hedge funds, private equity funds and other pooling arrangements on investment issues.
- Debt and equity financing, including convertible notes and preferred stock
- Business combinations.
- Employment law, including before the Connecticut Department of Labor and EEOC.
- SEC, FINRA, NFA, CFTC and DOJ investigations.
- Insider trading

Publications on UpCounsel
Legal Document - 2017
Legal Document - 2017
Legal Document - 2016

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