Sumita Ashrafi
Attorney at Law
Richmond
Virginia
Virginia
Licensed in
DC
DC
West Virginia University College of Law
About
I graduated from West Virginia University College Of Law, and hold a bachelor's in Political Science from Boston College. My practice areas include broker/dealer and investment management regulation. I really enjoy helping clients who have complaints with their financial advisors and can assist in all aspects of dispute resolution.
I have 25 years of experience working for broker-dealers, SEC-registered investment advisors, multinational companies, and FINRA. Although I live in Richmond, Virginia, I can represent clients throughout the country. I also held the following securities licenses, which are series 7, 63, 24 and 55 (all expired)
I have 25 years of experience working for broker-dealers, SEC-registered investment advisors, multinational companies, and FINRA. Although I live in Richmond, Virginia, I can represent clients throughout the country. I also held the following securities licenses, which are series 7, 63, 24 and 55 (all expired)
29
Years
experience
experience
Contact sumita
Practice Areas
Main Areas of Focus
Securities & Finance
Other Practice Areas
Work History
SSA Consulting
Attorney
Oct 2025 - Present
2020 – Present
Founded and lead a consulting practice providing legal and advisory services to corporate clients, financial institutions, and law firms. Manage engagements across corporate finance, securities and corporate law with a focus on delivering high-quality, efficient outcomes.
Oct 2025 - Present